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Financial ADVSR advisor directory · SEC adviser records

Prospect Financial Services LLC financial advisors

Every SEC-registered investment adviser representative at Prospect Financial Services LLC, by the state and city of the office they work from.

9 registered advisors work at Prospect Financial Services LLC, in 1 state and 2 cities; the most are in Melville, NY (8). 1 list the CFP designation and 9 are also registered broker representatives.

Search every Prospect Financial Services LLC advisor by name →Who joined and left Prospect Financial Services LLC →Prospect Financial Services LLC: assets, clients and custodians →

Cities with the most Prospect Financial Services LLC advisors

Melville, NY 8Farmingdale, NY 1

Prospect Financial Services LLC advisors by state

Prospect Financial Services LLC in New York 9

Melville 8Farmingdale 1

Questions

How many financial advisors does Prospect Financial Services LLC have?

9 investment adviser representatives are registered with Prospect Financial Services LLC, according to the SEC's Investment Adviser Public Disclosure records, in 1 states and 2 cities. 1 list the CFP designation and 9 are also registered as broker representatives.

Where does Prospect Financial Services LLC have the most advisors?

Melville, NY, with 8 registered advisors, then Farmingdale, NY (1). By state, New York has the most, with 9.

How do I find a Prospect Financial Services LLC financial advisor near me?

Pick your state below, then your city, to see every Prospect Financial Services LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Prospect Financial Services LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →