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Financial ADVSR advisor directory · SEC adviser records

Prospect Financial Services LLC financial advisors in Melville, NY

Every SEC-registered investment adviser representative at a Prospect Financial Services LLC office in Melville, A to Z.

The short answer

8 registered advisors work at Prospect Financial Services LLC in Melville, out of 9 at the firm nationwide; it ranks number 30 in the city by advisors. 1 list the CFP designation and 8 are also registered broker representatives.

Prospect Financial Services LLC advisors in Melville, A to Z

Every Prospect Financial Services LLC advisor →

Prospect Financial Services LLC advisors in every city and state →Prospect Financial Services LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospect Financial Services LLC advisors in other cities

Farmingdale, NY 1

Other firms in Melville

All Melville advisors →

Equitable Advisors, LLC 151Merrill Lynch, Pierce, Fenner & Smith Incorporated 138Morgan Stanley 100Wells Fargo Clearing Services, LLC 71Wells Fargo Advisors Financial Network, LLC 57Ameriprise Financial Services, LLC 55LPL Financial LLC 54LPL Enterprise, LLC 45UBS Financial Services Inc. 43Park Avenue Securities LLC 38Osaic Wealth, Inc. 35Eagle Strategies LLC 29

Questions

How many financial advisors does Prospect Financial Services LLC have in Melville?

8 investment adviser representatives are registered at Prospect Financial Services LLC offices in Melville, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 9 nationwide. 1 list the CFP designation and 8 are also registered as broker representatives.

Is Prospect Financial Services LLC one of the largest advisor employers in Melville?

Prospect Financial Services LLC ranks number 30 in Melville by registered advisors; Equitable Advisors, LLC has the most, with 151.

How do I check a Prospect Financial Services LLC advisor in Melville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospect Financial Services LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.