Financial ADVSR advisor directory · SEC adviser records
Pathstone financial advisors in Rhode Island
Every SEC-registered investment adviser representative at a Pathstone office in Rhode Island, by city and A to Z.
The short answer
3 registered advisors work at Pathstone in Rhode Island, out of 183 nationwide; it's the firm's number 12 state by advisors, and the most are in Providence (3). 0 list the CFP designation and 0 are also registered broker representatives.
Pathstone advisors by city in Rhode Island
Every firm in Rhode Island →Pathstone advisors in Rhode Island, A to Z
Search by name →- Timothy P. DevlinProvidence · Chartered Financial Analyst
- Arthur X. DuffyProvidence
- Mark W. SmithProvidence
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Pathstone in other states
New Jersey 87Pennsylvania 19Colorado 17Washington 12Massachusetts 11California 6Florida 6New York 5Maryland 4Virginia 4Georgia 3Texas 3
Questions
How many Pathstone financial advisors are in Rhode Island?
3 investment adviser representatives are registered at Pathstone offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 183 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Where in Rhode Island does Pathstone have the most advisors?
Providence, with 3. Pathstone has advisors in 1 city in Rhode Island.
How do I check a Pathstone advisor in Rhode Island?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Pathstone office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.