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Financial ADVSR advisor directory · SEC adviser records

Osaic Wealth, Inc. financial advisors in Maine

Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Maine, by city and A to Z.

The short answer

10 registered advisors work at Osaic Wealth, Inc. in Maine, out of 7,287 nationwide; it's the firm's number 49 state by advisors, and the most are in Westbrook (2). 1 list the CFP designation and 10 are also registered broker representatives.

Osaic Wealth, Inc. advisors by city in Maine

Every firm in Maine →

Westbrook 2Bath 1Brewer 1Cape Elizabeth 1Cumberland Center 1Kennebunkport 1Kittery 1Scarborough 1

Osaic Wealth, Inc. advisors in Maine, A to Z

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Osaic Wealth, Inc. advisors in every state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Wealth, Inc. in other states

California 820New York 619Florida 452Texas 380Arizona 363Ohio 315Pennsylvania 312Wisconsin 300Minnesota 292Michigan 278Illinois 237New Jersey 225North Carolina 174Massachusetts 153Virginia 153Indiana 148Maryland 143Georgia 139Nebraska 136Tennessee 121Iowa 116Missouri 116Washington 112Colorado 109Kansas 98Connecticut 91Oregon 85South Carolina 71Oklahoma 66Alabama 65Kentucky 61Louisiana 57Utah 56Hawaii 55Montana 44North Dakota 39South Dakota 38Idaho 32New Hampshire 32Delaware 29Rhode Island 23Nevada 21West Virginia 18Mississippi 16Arkansas 15New Mexico 15Alaska 11Wyoming 11Vermont 6

Questions

How many Osaic Wealth, Inc. financial advisors are in Maine?

10 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 at the firm nationwide. 1 list the CFP designation and 10 are also registered as broker representatives.

Where in Maine does Osaic Wealth, Inc. have the most advisors?

Westbrook, with 2, then Bath (1). Osaic Wealth, Inc. has advisors in 8 cities in Maine.

How do I check a Osaic Wealth, Inc. advisor in Maine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.