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Financial ADVSR advisor directory · SEC adviser records

Oppenheimer & Co. Inc. financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Oppenheimer & Co. Inc. office in Rhode Island, by city and A to Z.

The short answer

7 registered advisors work at Oppenheimer & Co. Inc. in Rhode Island, out of 1,087 nationwide; it's the firm's number 21 state by advisors, and the most are in Providence (6). 0 list the CFP designation and 7 are also registered broker representatives.

Oppenheimer & Co. Inc. advisors by city in Rhode Island

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Providence 6Jamestown 1

Oppenheimer & Co. Inc. advisors in Rhode Island, A to Z

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Oppenheimer & Co. Inc. advisors in every state →Oppenheimer & Co. Inc.: assets, clients and custodians →Oppenheimer news and advisor moves →Advisor Moves: who changed firms this week →

Oppenheimer & Co. Inc. in other states

New York 264Florida 108Texas 72Michigan 70New Jersey 63California 60Illinois 56Washington 54Pennsylvania 49Connecticut 40Missouri 40District of Columbia 28Massachusetts 28North Carolina 28Georgia 21Ohio 19Virginia 16Arizona 15Kansas 13Colorado 11Tennessee 7Minnesota 5New Hampshire 5

Questions

How many Oppenheimer & Co. Inc. financial advisors are in Rhode Island?

7 investment adviser representatives are registered at Oppenheimer & Co. Inc. offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 1,087 at the firm nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Where in Rhode Island does Oppenheimer & Co. Inc. have the most advisors?

Providence, with 6, then Jamestown (1). Oppenheimer & Co. Inc. has advisors in 2 cities in Rhode Island.

How do I check a Oppenheimer & Co. Inc. advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Oppenheimer & Co. Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.