Financial ADVSR advisor directory · SEC adviser records
Modern Wealth Management, LLC financial advisors in California
Every SEC-registered investment adviser representative at a Modern Wealth Management, LLC office in California, by city and A to Z.
The short answer
12 registered advisors work at Modern Wealth Management, LLC in California, out of 150 nationwide; it's the firm's number 5 state by advisors, and the most are in Calabasas (2). 6 list the CFP designation and 3 are also registered broker representatives.
Modern Wealth Management, LLC advisors by city in California
Every firm in California →Calabasas 2Campbell 2Clabasas 1El Segundo 1Lodi 1Monterey 1Wildomar 1
Modern Wealth Management, LLC advisors in California, A to Z
Search by name →- Grant AndrewsAubrun · Certified Financial Planner
- Neelesh R. ChampaneriCampbell · Certified Financial Planner, Chartered Financial Analyst
- Corey N. DanielLodi
- Andrew J. EvansWildomar
- Zohreh GhaissariCalabasas · Certified Financial Planner
- Jason M. GordoMonterey
- Annrose N. IsaacCampbell · Certified Financial Planner
- Kenneth F. LevyLodi · Certified Financial Planner
- Paul S. OkawaClabasas · Chartered Financial Analyst
- Armando J. Perez JacintoMonterey · Certified Financial Planner
- James RuweOrange
- Lawrence I. SchechterCalabasas
Modern Wealth Management, LLC advisors in every state →Modern Wealth Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Modern Wealth Management, LLC in other states
Missouri 62Arizona 13Florida 11Idaho 10Colorado 7New York 7Michigan 6Kansas 5Illinois 4
Questions
How many Modern Wealth Management, LLC financial advisors are in California?
12 investment adviser representatives are registered at Modern Wealth Management, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 150 at the firm nationwide. 6 list the CFP designation and 3 are also registered as broker representatives.
Where in California does Modern Wealth Management, LLC have the most advisors?
Calabasas, with 2, then Campbell (2). Modern Wealth Management, LLC has advisors in 7 cities in California.
How do I check a Modern Wealth Management, LLC advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Modern Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.