Financial ADVSR advisor directory · SEC adviser records
Kestra Advisory Services, LLC financial advisors in Rhode Island
Every SEC-registered investment adviser representative at a Kestra Advisory Services, LLC office in Rhode Island, by city and A to Z.
3 registered advisors work at Kestra Advisory Services, LLC in Rhode Island, out of 1,312 nationwide; it's the firm's number 38 state by advisors, and the most are in Warwick (2). 1 list the CFP designation and 3 are also registered broker representatives.
Kestra Advisory Services, LLC advisors by city in Rhode Island
Every firm in Rhode Island →Kestra Advisory Services, LLC advisors in Rhode Island, A to Z
Search by name →- Grant E. BrownWarwick · Certified Financial Planner
- Jeffrey A. BrownWarwick · Chartered Financial Consultant
- Daniel WagnerBristol
Kestra Advisory Services, LLC advisors in every state →Kestra Advisory Services, LLC: assets, clients and custodians →Kestra news and advisor moves →Advisor Moves: who changed firms this week →
Kestra Advisory Services, LLC in other states
Texas 508New Jersey 66New York 66Florida 64Pennsylvania 63California 57Maryland 41Illinois 37Ohio 30Arizona 28Massachusetts 28Michigan 28Colorado 27Minnesota 27North Carolina 23Connecticut 21Virginia 21Georgia 19Indiana 17South Carolina 15Missouri 14Tennessee 13Wisconsin 13Alabama 11Kansas 10Washington 10Kentucky 6Iowa 5Louisiana 5Vermont 5Mississippi 4New Hampshire 4New Mexico 4Arkansas 3Nebraska 3Nevada 3Oklahoma 3
Questions
How many Kestra Advisory Services, LLC financial advisors are in Rhode Island?
3 investment adviser representatives are registered at Kestra Advisory Services, LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 1,312 at the firm nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Where in Rhode Island does Kestra Advisory Services, LLC have the most advisors?
Warwick, with 2, then Bristol (1). Kestra Advisory Services, LLC has advisors in 2 cities in Rhode Island.
How do I check a Kestra Advisory Services, LLC advisor in Rhode Island?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Kestra Advisory Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.