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Financial ADVSR advisor directory · SEC adviser records

Hilltop Securities Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Hilltop Securities Inc. office in California, by city and A to Z.

The short answer

37 registered advisors work at Hilltop Securities Inc. in California, out of 150 nationwide; it's the firm's number 2 state by advisors, and the most are in Sherman Oaks (14). 1 list the CFP designation and 37 are also registered broker representatives.

Hilltop Securities Inc. advisors by city in California

Every firm in California →

Sherman Oaks 14Monterey 7San Diego 7Roseville 6San Francisco 2Big Bear Lake 1

Hilltop Securities Inc. advisors in California, A to Z

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Hilltop Securities Inc. advisors in every state →Hilltop Securities Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Hilltop Securities Inc. in other states

Texas 98Oklahoma 5Tennessee 4

Questions

How many Hilltop Securities Inc. financial advisors are in California?

37 investment adviser representatives are registered at Hilltop Securities Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 150 at the firm nationwide. 1 list the CFP designation and 37 are also registered as broker representatives.

Where in California does Hilltop Securities Inc. have the most advisors?

Sherman Oaks, with 14, then Monterey (7). Hilltop Securities Inc. has advisors in 6 cities in California.

How do I check a Hilltop Securities Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Hilltop Securities Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.