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Financial ADVSR advisor directory · SEC adviser records

First Trust Advisors LP financial advisors in New York

Every SEC-registered investment adviser representative at a First Trust Advisors LP office in New York, by city and A to Z.

The short answer

5 registered advisors work at First Trust Advisors LP in New York, out of 541 nationwide; it's the firm's number 8 state by advisors, and the most are in New York (2). 0 list the CFP designation and 5 are also registered broker representatives.

First Trust Advisors LP advisors by city in New York

Every firm in New York →

New York 2Bronxville 1Brooklyn 1

First Trust Advisors LP advisors in New York, A to Z

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First Trust Advisors LP advisors in every state →First Trust Advisors LP: assets, clients and custodians →Advisor Moves: who changed firms this week →

First Trust Advisors LP in other states

Illinois 420Texas 35Tennessee 25Florida 13California 7New Jersey 7Massachusetts 4Colorado 3

Questions

How many First Trust Advisors LP financial advisors are in New York?

5 investment adviser representatives are registered at First Trust Advisors LP offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 541 at the firm nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Where in New York does First Trust Advisors LP have the most advisors?

New York, with 2, then Bronxville (1). First Trust Advisors LP has advisors in 3 cities in New York.

How do I check a First Trust Advisors LP advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the First Trust Advisors LP office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.