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Financial ADVSR advisor directory · SEC adviser records

First Trust Advisors LP financial advisors in Colorado

Every SEC-registered investment adviser representative at a First Trust Advisors LP office in Colorado, by city and A to Z.

3 registered advisors work at First Trust Advisors LP in Colorado, out of 541 nationwide; it's the firm's number 9 state by advisors, and the most are in Denver (2). 0 list the CFP designation and 2 are also registered broker representatives.

First Trust Advisors LP advisors by city in Colorado

Every firm in Colorado →

Denver 2Castle Rock 1

First Trust Advisors LP advisors in Colorado, A to Z

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First Trust Advisors LP advisors in every state →First Trust Advisors LP: assets, clients and custodians →Advisor Moves: who changed firms this week →

First Trust Advisors LP in other states

Illinois 420Texas 35Tennessee 25Florida 13California 7New Jersey 7Massachusetts 4New York 4

Questions

How many First Trust Advisors LP financial advisors are in Colorado?

3 investment adviser representatives are registered at First Trust Advisors LP offices in Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 541 at the firm nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Where in Colorado does First Trust Advisors LP have the most advisors?

Denver, with 2, then Castle Rock (1). First Trust Advisors LP has advisors in 2 cities in Colorado.

How do I check a First Trust Advisors LP advisor in Colorado?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the First Trust Advisors LP office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.