Financial ADVSR advisor directory · SEC adviser records
Equity Services, Inc. financial advisors in California
Every SEC-registered investment adviser representative at a Equity Services, Inc. office in California, by city and A to Z.
The short answer
13 registered advisors work at Equity Services, Inc. in California, out of 453 nationwide; it's the firm's number 12 state by advisors, and the most are in Irvine (7). 1 list the CFP designation and 12 are also registered broker representatives.
Equity Services, Inc. advisors by city in California
Every firm in California →Irvine 7Alhambra 2Beverly Hills 2Hermosa Beach 1Occidental 1
Equity Services, Inc. advisors in California, A to Z
Search by name →- James E. BarnesIrvine
- Michael W. ByrneIrvine · Chartered Financial Consultant
- George ChiuAlhambra
- Adrian GomezIrvine
- Shaojin GuoIrvine
- Britton A. HammockIrvine
- Mark A. JacobyIrvine
- Janice LangAlhambra
- Ramon L. MartinezIrvine
- Steven A. SimonBeverly Hills · Chartered Financial Consultant
- Vivia C. StromeOccidental
- Michael S. SyBeverly Hills · Certified Financial Planner
- Jeffrey P. WolfeHermosa Beach
Equity Services, Inc. advisors in every state →Equity Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Equity Services, Inc. in other states
New York 105Vermont 57New Jersey 35Virginia 35Illinois 33Pennsylvania 31Georgia 22Florida 20North Carolina 19Texas 15Maryland 14South Carolina 9Utah 6Connecticut 5Massachusetts 4Ohio 4Indiana 3Michigan 3Oregon 3Wisconsin 3
Questions
How many Equity Services, Inc. financial advisors are in California?
13 investment adviser representatives are registered at Equity Services, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 453 at the firm nationwide. 1 list the CFP designation and 12 are also registered as broker representatives.
Where in California does Equity Services, Inc. have the most advisors?
Irvine, with 7, then Alhambra (2). Equity Services, Inc. has advisors in 5 cities in California.
How do I check a Equity Services, Inc. advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Equity Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.