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Financial ADVSR advisor directory · SEC adviser records

Capitol Securities Management, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Capitol Securities Management, Inc. office in New York, by city and A to Z.

The short answer

8 registered advisors work at Capitol Securities Management, Inc. in New York, out of 90 nationwide; it's the firm's number 4 state by advisors, and the most are in Melville (5). 0 list the CFP designation and 8 are also registered broker representatives.

Capitol Securities Management, Inc. advisors by city in New York

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Melville 5Rochester 2Farmingville 1

Capitol Securities Management, Inc. advisors in New York, A to Z

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Capitol Securities Management, Inc. advisors in every state →Capitol Securities Management, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Capitol Securities Management, Inc. in other states

Virginia 50Florida 10Massachusetts 8New Jersey 4South Carolina 4

Questions

How many Capitol Securities Management, Inc. financial advisors are in New York?

8 investment adviser representatives are registered at Capitol Securities Management, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 90 at the firm nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Where in New York does Capitol Securities Management, Inc. have the most advisors?

Melville, with 5, then Rochester (2). Capitol Securities Management, Inc. has advisors in 3 cities in New York.

How do I check a Capitol Securities Management, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Capitol Securities Management, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.