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Financial ADVSR advisor directory · SEC adviser records

Capital Client Group, Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a Capital Client Group, Inc. office in New York, by city and A to Z.

The short answer

22 registered advisors work at Capital Client Group, Inc. in New York, out of 553 nationwide; it's the firm's number 4 state by advisors, and the most are in New York (16). 0 list the CFP designation and 22 are also registered broker representatives.

Capital Client Group, Inc. advisors by city in New York

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New York 16Brooklyn 2Astoria 1Harrison 1Port Washington 1Ridgewood 1

Capital Client Group, Inc. advisors in New York, A to Z

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Capital Client Group, Inc. advisors in every state →Capital Client Group, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Capital Client Group, Inc. in other states

California 302Indiana 93Texas 73Illinois 11Pennsylvania 9Florida 8Connecticut 5Virginia 4Arizona 3New Jersey 3

Questions

How many Capital Client Group, Inc. financial advisors are in New York?

22 investment adviser representatives are registered at Capital Client Group, Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 553 at the firm nationwide. 0 list the CFP designation and 22 are also registered as broker representatives.

Where in New York does Capital Client Group, Inc. have the most advisors?

New York, with 16, then Brooklyn (2). Capital Client Group, Inc. has advisors in 6 cities in New York.

How do I check a Capital Client Group, Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Capital Client Group, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.