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Financial ADVSR advisor directory · SEC adviser records

Caldwell Sutter Capital, Inc. financial advisors

Every SEC-registered investment adviser representative at Caldwell Sutter Capital, Inc., by the state and city of the office they work from.

The short answer

7 registered advisors work at Caldwell Sutter Capital, Inc., in 3 states and 4 cities; the most are in Sausalito, CA (4). 0 list the CFP designation and 7 are also registered broker representatives.

Search every Caldwell Sutter Capital, Inc. advisor by name →Who joined and left Caldwell Sutter Capital, Inc. →Caldwell Sutter Capital, Inc.: assets, clients and custodians →

Cities with the most Caldwell Sutter Capital, Inc. advisors

Sausalito, CA 4Altadena, CA 1Austin, TX 1Sweet, ID 1

Caldwell Sutter Capital, Inc. advisors by state

Caldwell Sutter Capital, Inc. in California 5

Sausalito 4Altadena 1

Caldwell Sutter Capital, Inc. in Idaho 1

Sweet 1

Caldwell Sutter Capital, Inc. in Texas 1

Austin 1

Questions

How many financial advisors does Caldwell Sutter Capital, Inc. have?

7 investment adviser representatives are registered with Caldwell Sutter Capital, Inc., according to the SEC's Investment Adviser Public Disclosure records, in 3 states and 4 cities. 0 list the CFP designation and 7 are also registered as broker representatives.

Where does Caldwell Sutter Capital, Inc. have the most advisors?

Sausalito, CA, with 4 registered advisors, then Altadena, CA (1). By state, California has the most, with 5.

How do I find a Caldwell Sutter Capital, Inc. financial advisor near me?

Pick your state below, then your city, to see every Caldwell Sutter Capital, Inc. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Caldwell Sutter Capital, Inc. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →