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Financial ADVSR advisor directory · SEC adviser records

Caldwell Sutter Capital, Inc. financial advisors in California

Every SEC-registered investment adviser representative at a Caldwell Sutter Capital, Inc. office in California, by city and A to Z.

The short answer

5 registered advisors work at Caldwell Sutter Capital, Inc. in California, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Sausalito (4). 0 list the CFP designation and 5 are also registered broker representatives.

Caldwell Sutter Capital, Inc. advisors by city in California

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Sausalito 4Altadena 1

Caldwell Sutter Capital, Inc. advisors in California, A to Z

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Caldwell Sutter Capital, Inc. advisors in every state →Caldwell Sutter Capital, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many Caldwell Sutter Capital, Inc. financial advisors are in California?

5 investment adviser representatives are registered at Caldwell Sutter Capital, Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Where in California does Caldwell Sutter Capital, Inc. have the most advisors?

Sausalito, with 4, then Altadena (1). Caldwell Sutter Capital, Inc. has advisors in 2 cities in California.

How do I check a Caldwell Sutter Capital, Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Caldwell Sutter Capital, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.