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Financial ADVSR advisor directory · SEC adviser records

Benjamin F. Edwards & Company, Inc. financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Benjamin F. Edwards & Company, Inc. office in Rhode Island, by city and A to Z.

The short answer

5 registered advisors work at Benjamin F. Edwards & Company, Inc. in Rhode Island, out of 486 nationwide; it's the firm's number 16 state by advisors, and the most are in Middletown (3). 2 list the CFP designation and 5 are also registered broker representatives.

Benjamin F. Edwards & Company, Inc. advisors by city in Rhode Island

Every firm in Rhode Island →

Middletown 3Newport 1

Benjamin F. Edwards & Company, Inc. advisors in Rhode Island, A to Z

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Benjamin F. Edwards & Company, Inc. in other states

Missouri 334Illinois 24Florida 19Alabama 9Colorado 8Arkansas 7New Jersey 7New York 7Kansas 6Mississippi 6Indiana 5Michigan 5Arizona 4Louisiana 4New Hampshire 4Tennessee 4Connecticut 3Georgia 3Kentucky 3Maryland 3North Carolina 3Wisconsin 3

Questions

How many Benjamin F. Edwards & Company, Inc. financial advisors are in Rhode Island?

5 investment adviser representatives are registered at Benjamin F. Edwards & Company, Inc. offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 486 at the firm nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.

Where in Rhode Island does Benjamin F. Edwards & Company, Inc. have the most advisors?

Middletown, with 3, then Newport (1). Benjamin F. Edwards & Company, Inc. has advisors in 2 cities in Rhode Island.

How do I check a Benjamin F. Edwards & Company, Inc. advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Benjamin F. Edwards & Company, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.