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Financial ADVSR advisor directory · SEC adviser records

Bates Financial Advisors, Inc. financial advisors in Illinois

Every SEC-registered investment adviser representative at a Bates Financial Advisors, Inc. office in Illinois, by city and A to Z.

The short answer

4 registered advisors work at Bates Financial Advisors, Inc. in Illinois, out of 4 nationwide; it's the firm's number 1 state by advisors, and the most are in Rockford (3). 1 list the CFP designation and 3 are also registered broker representatives.

Bates Financial Advisors, Inc. advisors by city in Illinois

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Rockford 3Chicago 1

Bates Financial Advisors, Inc. advisors in Illinois, A to Z

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Questions

How many Bates Financial Advisors, Inc. financial advisors are in Illinois?

4 investment adviser representatives are registered at Bates Financial Advisors, Inc. offices in Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 4 at the firm nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Where in Illinois does Bates Financial Advisors, Inc. have the most advisors?

Rockford, with 3, then Chicago (1). Bates Financial Advisors, Inc. has advisors in 2 cities in Illinois.

How do I check a Bates Financial Advisors, Inc. advisor in Illinois?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Bates Financial Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.