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Financial ADVSR advisor directory · SEC adviser records

Bates Financial Advisors, Inc. financial advisors in Rockford, IL

Every SEC-registered investment adviser representative at a Bates Financial Advisors, Inc. office in Rockford, A to Z.

The short answer

3 registered advisors work at Bates Financial Advisors, Inc. in Rockford, out of 4 at the firm nationwide; it ranks number 20 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Bates Financial Advisors, Inc. advisors in Rockford, A to Z

Every Bates Financial Advisors, Inc. advisor →

Bates Financial Advisors, Inc. advisors in every city and state →Bates Financial Advisors, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Bates Financial Advisors, Inc. advisors in other cities

Chicago, IL 1

Other firms in Rockford

All Rockford advisors →

Savant Wealth Management 200Choreo, LLC 76Ameriprise Financial Services, LLC 19Edward Jones 18Wells Fargo Clearing Services, LLC 14LPL Financial LLC 12Merrill Lynch, Pierce, Fenner & Smith Incorporated 9Cambridge Investment Research Advisors, Inc. 8Morgan Stanley 8Osaic Wealth, Inc. 8Robert W. Baird & Co. Incorporated 8Harbour Investments, Inc. 7

Questions

How many financial advisors does Bates Financial Advisors, Inc. have in Rockford?

3 investment adviser representatives are registered at Bates Financial Advisors, Inc. offices in Rockford, Illinois, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Bates Financial Advisors, Inc. one of the largest advisor employers in Rockford?

Bates Financial Advisors, Inc. ranks number 20 in Rockford by registered advisors; Savant Wealth Management has the most, with 200.

How do I check a Bates Financial Advisors, Inc. advisor in Rockford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Bates Financial Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.