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Financial ADVSR advisor directory · SEC adviser records

Bates Financial Advisors, Inc. financial advisors

Every SEC-registered investment adviser representative at Bates Financial Advisors, Inc., by the state and city of the office they work from.

The short answer

4 registered advisors work at Bates Financial Advisors, Inc., in 1 state and 2 cities; the most are in Rockford, IL (3). 1 list the CFP designation and 3 are also registered broker representatives.

Search every Bates Financial Advisors, Inc. advisor by name →Who joined and left Bates Financial Advisors, Inc. →Bates Financial Advisors, Inc.: assets, clients and custodians →

Cities with the most Bates Financial Advisors, Inc. advisors

Rockford, IL 3Chicago, IL 1

Bates Financial Advisors, Inc. advisors by state

Bates Financial Advisors, Inc. in Illinois 4

Rockford 3Chicago 1

Questions

How many financial advisors does Bates Financial Advisors, Inc. have?

4 investment adviser representatives are registered with Bates Financial Advisors, Inc., according to the SEC's Investment Adviser Public Disclosure records, in 1 state and 2 cities. 1 list the CFP designation and 3 are also registered as broker representatives.

Where does Bates Financial Advisors, Inc. have the most advisors?

Rockford, IL, with 3 registered advisors, then Chicago, IL (1). By state, Illinois has the most, with 4.

How do I find a Bates Financial Advisors, Inc. financial advisor near me?

Pick your state below, then your city, to see every Bates Financial Advisors, Inc. advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Bates Financial Advisors, Inc. offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →