Financial ADVSR advisor directory · SEC adviser records
Awm Capital, LLC financial advisors in California
Every SEC-registered investment adviser representative at a Awm Capital, LLC office in California, by city and A to Z.
The short answer
18 registered advisors work at Awm Capital, LLC in California, out of 28 nationwide; it's the firm's number 1 state by advisors, and the most are in Pasadena (13). 5 list the CFP designation and 0 are also registered broker representatives.
Awm Capital, LLC advisors by city in California
Every firm in California →Awm Capital, LLC advisors in California, A to Z
Search by name →- Brandon L. AverillLos Angeles · Certified Financial Planner
- Sophia N. BarclayPasadena
- Ella S. CampbellPasadena
- William ChapmanPasadena
- Nathan M. ChongPasadena
- Chase K. DominguezLos Angeles · Certified Financial Planner
- Justin M. DyerLos Angeles · Certified Financial Planner, Chartered Financial Analyst
- Roger W. Ferguson IIIPasadena
- Ethan A. GahmPasadena
- Braden R. GriffithsPasadena
- Mena R. HannaLos Angeles · Chartered Financial Analyst
- Leighton W. HelfrickPasadena
- Daniel U. LemusPasadena
- Jeffrey R. LockeLos Angeles · Certified Financial Planner
- Robert R. Peters IIIPasadena
- Sean P. RichardsonPasadena
- Francisco J. SanchezPasadena · Certified Financial Planner
- Spencer E. SeidPasadena
Awm Capital, LLC advisors in every state →Awm Capital, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Awm Capital, LLC in other states
Questions
How many Awm Capital, LLC financial advisors are in California?
18 investment adviser representatives are registered at Awm Capital, LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 28 at the firm nationwide. 5 list the CFP designation and 0 are also registered as broker representatives.
Where in California does Awm Capital, LLC have the most advisors?
Pasadena, with 13, then Los Angeles (4). Awm Capital, LLC has advisors in 2 cities in California.
How do I check a Awm Capital, LLC advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Awm Capital, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.