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Financial ADVSR advisor directory · SEC adviser records

401k Investment Professionals financial advisors in Wisconsin

Every SEC-registered investment adviser representative at a 401k Investment Professionals office in Wisconsin, by city and A to Z.

The short answer

3 registered advisors work at 401k Investment Professionals in Wisconsin, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in Waunakee (2). 0 list the CFP designation and 0 are also registered broker representatives.

401k Investment Professionals advisors by city in Wisconsin

Every firm in Wisconsin →

Waunakee 2Madison 1

401k Investment Professionals advisors in Wisconsin, A to Z

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401k Investment Professionals advisors in every state →401k Investment Professionals: assets, clients and custodians →Advisor Moves: who changed firms this week →

Questions

How many 401k Investment Professionals financial advisors are in Wisconsin?

3 investment adviser representatives are registered at 401k Investment Professionals offices in Wisconsin, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Where in Wisconsin does 401k Investment Professionals have the most advisors?

Waunakee, with 2, then Madison (1). 401k Investment Professionals has advisors in 2 cities in Wisconsin.

How do I check a 401k Investment Professionals advisor in Wisconsin?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the 401k Investment Professionals office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.