Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Raffa Investment Advisers financial advisors in Washington, DC

Every SEC-registered investment adviser representative at a Raffa Investment Advisers office in Washington, A to Z.

The short answer

4 registered advisors work at Raffa Investment Advisers in Washington, out of 6 at the firm nationwide; it ranks number 35 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Raffa Investment Advisers advisors in Washington, A to Z

Every Raffa Investment Advisers advisor →

Raffa Investment Advisers advisors in every city and state →Raffa Investment Advisers: assets, clients and custodians →Advisor Moves: who changed firms this week →

Raffa Investment Advisers advisors in other cities

Hickory Hills, IL 1Naples, FL 1

Other firms in Washington

All Washington advisors →

Morgan Stanley 213Merrill Lynch, Pierce, Fenner & Smith Incorporated 177J.P. Morgan Securities LLC 122UBS Financial Services Inc. 118Missionsquare Retirement 61Wells Fargo Clearing Services, LLC 47Citigroup Global Markets Inc. 39RBC Capital Markets, LLC 30Strategic Advisers LLC 30Oppenheimer & Co. Inc. 24Raymond James & Associates, Inc. 24Janney Montgomery Scott LLC 21

Questions

How many financial advisors does Raffa Investment Advisers have in Washington?

4 investment adviser representatives are registered at Raffa Investment Advisers offices in Washington, District of Columbia, according to the SEC's Investment Adviser Public Disclosure records, out of 6 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Raffa Investment Advisers one of the largest advisor employers in Washington?

Raffa Investment Advisers ranks number 35 in Washington by registered advisors; Morgan Stanley has the most, with 213.

How do I check a Raffa Investment Advisers advisor in Washington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raffa Investment Advisers office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.