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Financial ADVSR advisor directory · SEC adviser records

ChFC financial advisors in Hartford, CT

Every SEC-registered financial advisor at a firm office in Hartford who lists the Chartered Financial Consultant designation, A to Z.

The short answer

3 ChFC holders work in Hartford; the most are at Cetera Investment Advisers LLC (1). 3 are also registered broker representatives.

ChFC advisors in Hartford, A to Z

Every advisor in Hartford →
  • Daniel F. McCarthyCetera Investment Advisers LLC · Chartered Financial Consultant
  • Dan I. OlsonUBS Financial Services Inc. · Chartered Financial Consultant
  • Utpal ParekhLPL Financial LLC · Certified Financial Planner, Chartered Financial Consultant

Firms with the most ChFC holders in Hartford

Cetera Investment Advisers LLC 1LPL Financial LLC 1UBS Financial Services Inc. 1

ChFC advisors in other Connecticut cities

All of Connecticut →

Stamford 20Glastonbury 17Farmington 14Shelton 12West Hartford 9Westport 8Fairfield 5Madison 5Danbury 4Guilford 4Milford 4Wilton 4Avon 3Cheshire 3Darien 3Greenwich 3New Haven 3Ridgefield 3Rocky Hill 3Southbury 3Suffield 3Trumbull 3Vernon 3

Questions

How many ChFC financial advisors are in Hartford, CT?

3 SEC-registered investment adviser representatives at firm offices in Hartford, Connecticut list the ChFC designation; Cetera Investment Advisers LLC employs the most of them (1).

What is a ChFC?

ChFC stands for Chartered Financial Consultant, The American College's financial-planning designation: eight courses and three years of experience.

How do I check a ChFC in Hartford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the ChFC itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a ChFC with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and CFA charterholders.