Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Pleasanton, CA
Every SEC-registered financial advisor at a firm office in Pleasanton who lists the Certified Financial Planner designation, A to Z.
34 CFP professionals work in Pleasanton; the most are at Mariner (5). 21 are also registered broker representatives.
CFP advisors in Pleasanton, A to Z
Every advisor in Pleasanton →- Iftikhar M. AhmedKaizen Financial Strategies, LLC · Certified Financial Planner
- Saadia S. AhmedKaizen Financial Strategies, LLC · Certified Financial Planner
- Daniel B. BeltranLPL Financial LLC · Certified Financial Planner
- Mitchell D. BertonneauCharles Schwab & Co., Inc. · Certified Financial Planner
- Derek H. BystromCharles Schwab & Co., Inc. · Certified Financial Planner
- Anthony B. CarrCarr Wealth Management LLC · Certified Financial Planner
- Gregory F. CroftonAdap Tax Financial, Inc. · Certified Financial Planner
- Lawrence J. DelanoWells Fargo Clearing Services, LLC · Certified Financial Planner
- Li DongLPL Enterprise, LLC · Certified Financial Planner
- Atul C. DubalPrudent Prospera Planning, Inc. · Certified Financial Planner
- Robert R. Duncan AndersonRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Don C. GarmanMirador Capital Partners · Certified Financial Planner
- Audrey D. GlafkidesMirador Capital Partners · Certified Financial Planner
- Winnie GuoCharles Schwab & Co., Inc. · Certified Financial Planner
- Howard C. HertzCetera Investment Advisers LLC · Certified Financial Planner
- Sherry X. HuSimplicity Wealth · Certified Financial Planner
- Xiao Lu JiangCharles Schwab & Co., Inc. · Certified Financial Planner
- John K. LeeIndependent Financial Group, LLC · Certified Financial Planner, Personal Financial Specialist
- Victor LeeMML Investors Services, LLC · Certified Financial Planner
- Eric P. MartinCommonwealth Financial Network · Certified Financial Planner
- Mark A. MartinWells Fargo Clearing Services, LLC · Certified Financial Planner
- Michael F. McGrathWells Fargo Clearing Services, LLC · Certified Financial Planner
- Tu T. NguyenSierra Pacific Private Wealth, LLC · Certified Financial Planner
- Jinger M. PajestkaMariner · Certified Financial Planner
- Alfred B. PasaoaWells Fargo Advisors Financial Network, LLC · Certified Financial Planner, Chartered Financial Consultant
- Marissa S. PattisonMariner · Certified Financial Planner
- Shawn J. SandovalMariner · Certified Financial Planner
- Ankit M. ShahMariner · Certified Financial Planner
- Ravi ShahMorgan Stanley · Certified Financial Planner
- Daven S. SharmaAbundance Advisers · Certified Financial Planner
- Grant K. Ter-AvanesyanGrant Private Wealth Management · Certified Financial Planner
- Zheng WanSierra Pacific Private Wealth, LLC · Certified Financial Planner
- Benjamin W. WongMariner · Certified Financial Planner
- Chuck WongWells Fargo Clearing Services, LLC · Certified Financial Planner
Firms with the most CFP professionals in Pleasanton
Mariner 5Charles Schwab & Co., Inc. 4Wells Fargo Clearing Services, LLC 4Kaizen Financial Strategies, LLC 2Mirador Capital Partners 2Sierra Pacific Private Wealth, LLC 2Abundance Advisers 1Adap Tax Financial, Inc. 1Carr Wealth Management LLC 1Cetera Investment Advisers LLC 1Commonwealth Financial Network 1Grant Private Wealth Management 1Independent Financial Group, LLC 1LPL Enterprise, LLC 1LPL Financial LLC 1
CFP advisors in other California cities
All of California →San Diego 645San Francisco 422Los Angeles 359Newport Beach 242Irvine 224Walnut Creek 190Torrance 149Pasadena 108San Jose 104Westlake Village 95Santa Barbara 94Roseville 93Folsom 83Carlsbad 82Sacramento 74Santa Monica 74La Jolla 67San Rafael 67Fresno 58Long Beach 54San Ramon 51Santa Rosa 49El Segundo 41San Mateo 40
Questions
How many CFP financial advisors are in Pleasanton, CA?
34 SEC-registered investment adviser representatives at firm offices in Pleasanton, California list the CFP designation; Mariner employs the most of them (5).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Pleasanton?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.