Limited Partner & Chief Compliance Officer · Mirador Capital Partners
Don C. Garman
CRD 2315281 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Mirador Capital Partners, an SEC-registered wealth manager based in Pleasanton, CA with $1.0 billion in regulatory assets, lists Don C. Garman on its Form ADV as Limited Partner & Chief Compliance Officer, a control person. The SEC filings also name Don at 1 other registered adviser.
Firms and roles
- Mirador Capital PartnersLimited Partner & Chief Compliance OfficerWealth manager · Pleasanton, CA · $1.0B in regulatory assets
- TVV Advisers, LLCManaging MemberPrivate fund adviser · Pleasanton, CA · $31M in regulatory assets
AtlasMembers
Don’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1995 (31 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Don’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Daniel B. MurrayLimited Partner, Mirador Capital Partners
- Carol A. WikleLimited Partner, Mirador Capital Partners
- Audrey D. GlafkidesChief Operating Officer, Mirador Capital Partners
- Gregory D. HitchanManaging Member and Chief Compliance Officer, TVV Advisers, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Don’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.