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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Albany, NY

Every SEC-registered financial advisor at a firm office in Albany who lists the Chartered Financial Analyst designation, A to Z.

6 CFA charterholders work in Albany; the most are at Curran Wealth Management (1). 3 are also registered broker representatives.

CFA advisors in Albany, A to Z

Every advisor in Albany →
  • Christopher AvinoIndependent Family Office, LLC · Chartered Financial Analyst
  • Kevin T. CurranCurran Wealth Management · Chartered Financial Analyst
  • Stephanie J. HaaseSteward Partners Investment Advisory, LLC · Certified Financial Planner, Chartered Financial Analyst
  • Jason H. LevineUBS Financial Services Inc. · Chartered Financial Analyst
  • Daniel J. O'KeefeLPL Financial LLC · Certified Financial Planner, Chartered Financial Analyst
  • Sang L. WongMercury Financial Advisors · Chartered Financial Analyst

Firms with the most CFA charterholders in Albany

Curran Wealth Management 1Independent Family Office, LLC 1LPL Financial LLC 1Mercury Financial Advisors 1Steward Partners Investment Advisory, LLC 1UBS Financial Services Inc. 1

CFA advisors in other New York cities

All of New York →

New York 640Rochester 20Pittsford 19Brooklyn 14Tarrytown 11Garden City 10Buffalo 9Purchase 9Melville 8Utica 8White Plains 8Amherst 7Williamsville 6Jericho 5Rye 5Rye Brook 5Saratoga Springs 5Syracuse 5Fairport 4Forest Hills 4Great Neck 4New Hartford 4Elmsford 3Hauppauge 3

Questions

How many CFA financial advisors are in Albany, NY?

6 SEC-registered investment adviser representatives at firm offices in Albany, New York list the CFA designation; Curran Wealth Management employs the most of them (1).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Albany?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.