Financial ADVSR advisor directory · SEC adviser records
CFA financial advisors in Utica, NY
Every SEC-registered financial advisor at a firm office in Utica who lists the Chartered Financial Analyst designation, A to Z.
8 CFA charterholders work in Utica; the most are at Strategic Financial Services (5). 1 are also registered broker representatives.
CFA advisors in Utica, A to Z
Every advisor in Utica →- John J. ClarkAdirondack Financial Services Corp. · Chartered Financial Analyst
- Aaron R. EvansStrategic Financial Services · Certified Financial Planner, Chartered Financial Analyst
- Alan R. Leist IIIStrategic Financial Services · Chartered Financial Analyst
- David S. LemireStrategic Financial Services · Chartered Financial Analyst
- William F. LockeAdirondack Financial Services Corp. · Chartered Financial Analyst
- Judith Vicks-SweetStrategic Financial Services · Chartered Financial Analyst
- Douglas S. WaltersStrategic Financial Services · Chartered Financial Analyst
- Janice P. WilliamsCommonwealth Financial Network · Chartered Financial Analyst
Firms with the most CFA charterholders in Utica
Strategic Financial Services 5Adirondack Financial Services Corp. 2Commonwealth Financial Network 1
CFA advisors in other New York cities
All of New York →New York 640Rochester 20Pittsford 19Brooklyn 14Tarrytown 11Garden City 10Buffalo 9Purchase 9Melville 8White Plains 8Amherst 7Albany 6Williamsville 6Jericho 5Rye 5Rye Brook 5Saratoga Springs 5Syracuse 5Fairport 4Forest Hills 4Great Neck 4New Hartford 4Elmsford 3Hauppauge 3
Questions
How many CFA financial advisors are in Utica, NY?
8 SEC-registered investment adviser representatives at firm offices in Utica, New York list the CFA designation; Strategic Financial Services employs the most of them (5).
What is a CFA?
CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.
How do I check a CFA in Utica?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.