Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO saysWM Raymond James Recruits $700M Advisor Team from Truist

Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Great Neck, NY

Every SEC-registered financial advisor at a firm office in Great Neck who lists the Chartered Financial Analyst designation, A to Z.

4 CFA charterholders work in Great Neck; the most are at Hsbc Securities (USA) Inc. (1). 2 are also registered broker representatives.

CFA advisors in Great Neck, A to Z

Every advisor in Great Neck →
  • Douglas R. AugenthalerPalumbo Wealth Management LLC · Certified Financial Planner, Chartered Financial Analyst
  • William BrewsterRga Investment Advisors, LLC · Chartered Financial Analyst
  • Dik Yui ChowHsbc Securities (USA) Inc. · Chartered Financial Analyst
  • Christopher LiuTransamerica Financial Advisors, LLC · Chartered Financial Analyst

Firms with the most CFA charterholders in Great Neck

Hsbc Securities (USA) Inc. 1Palumbo Wealth Management LLC 1Rga Investment Advisors, LLC 1Transamerica Financial Advisors, LLC 1

CFA advisors in other New York cities

All of New York →

New York 640Rochester 20Pittsford 19Brooklyn 14Tarrytown 11Garden City 10Buffalo 9Purchase 9Melville 8Utica 8White Plains 8Amherst 7Albany 6Williamsville 6Jericho 5Rye 5Rye Brook 5Saratoga Springs 5Syracuse 5Fairport 4Forest Hills 4New Hartford 4Elmsford 3Hauppauge 3

Questions

How many CFA financial advisors are in Great Neck, NY?

4 SEC-registered investment adviser representatives at firm offices in Great Neck, New York list the CFA designation; Hsbc Securities (USA) Inc. employs the most of them (1).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Great Neck?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.