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Financial ADVSR advisor directory · SEC adviser records

Osaic Wealth, Inc. financial advisors in Santa Monica, CA

Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Santa Monica, A to Z.

The short answer

3 registered advisors work at Osaic Wealth, Inc. in Santa Monica, out of 7,287 at the firm nationwide; it ranks number 18 in the city by advisors. 2 list the CFP designation and 3 are also registered broker representatives.

Osaic Wealth, Inc. advisors in Santa Monica, A to Z

Every Osaic Wealth, Inc. advisor →

Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →

Osaic Wealth, Inc. advisors in other cities

Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33

Other firms in Santa Monica

All Santa Monica advisors →

Gerber Kawasaki Wealth & Investment Management 37Merrill Lynch, Pierce, Fenner & Smith Incorporated 31Abacus Wealth Partners 30Morgan Stanley 27Strategic Advisers LLC 15LPL Financial LLC 8J.P. Morgan Securities LLC 7Ocean Park Asset Management, LLC 6Angeles Wealth Management, LLC 5Focus Partners Wealth, LLC 5Quantum Financial Advisors, LLC 5Dimensional Fund Advisors LP 4

Questions

How many financial advisors does Osaic Wealth, Inc. have in Santa Monica?

3 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Santa Monica, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 2 list the CFP designation and 3 are also registered as broker representatives.

Is Osaic Wealth, Inc. one of the largest advisor employers in Santa Monica?

Osaic Wealth, Inc. ranks number 18 in Santa Monica by registered advisors; Gerber Kawasaki Wealth & Investment Management has the most, with 37.

How do I check a Osaic Wealth, Inc. advisor in Santa Monica?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.