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Financial ADVSR advisor directory · SEC adviser records

The Sterling Group financial advisors in Pasadena, CA

Every SEC-registered investment adviser representative at a The Sterling Group office in Pasadena, A to Z.

The short answer

4 registered advisors work at The Sterling Group in Pasadena, out of 4 at the firm nationwide; it ranks number 50 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

The Sterling Group advisors in Pasadena, A to Z

Every The Sterling Group advisor →

The Sterling Group advisors in every city and state →The Sterling Group: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Pasadena

All Pasadena advisors →

Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17

Questions

How many financial advisors does The Sterling Group have in Pasadena?

4 investment adviser representatives are registered at The Sterling Group offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is The Sterling Group one of the largest advisor employers in Pasadena?

The Sterling Group ranks number 50 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.

How do I check a The Sterling Group advisor in Pasadena?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the The Sterling Group office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.