Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Pasadena, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Pasadena, A to Z.
5 registered advisors work at Osaic Wealth, Inc. in Pasadena, out of 7,289 at the firm nationwide; it ranks number 41 in the city by advisors. 2 list the CFP designation and 5 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Pasadena, A to Z
Every Osaic Wealth, Inc. advisor →- Scott S. BrownCertified Financial Planner · Also a broker rep
- Ted H. InagakiAlso a broker rep
- Harry C. KimAlso a broker rep
- Thomas J. LinCertified Financial Planner · Also a broker rep
- Samuel MartinezAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 298Omaha, NE 54Raleigh, NC 51San Diego, CA 49Houston, TX 47Maumee, OH 47Irvine, CA 45Honolulu, HI 43Rochester, NY 40Lincoln, NE 39Overland Park, KS 37Southfield, MI 37Wichita, KS 36Melville, NY 35Dallas, TX 33
Other firms in Pasadena
All Pasadena advisors →Morgan Stanley 129Merrill Lynch, Pierce, Fenner & Smith Incorporated 111Wells Fargo Clearing Services, LLC 93Wedbush Securities Inc. 84UBS Financial Services Inc. 58LPL Financial LLC 49Cetera Investment Advisers LLC 43J.P. Morgan Securities LLC 43Strategic Advisers LLC 39Charles Schwab & Co., Inc. 25Raymond James & Associates, Inc. 21Citigroup Global Markets Inc. 17
Questions
How many financial advisors does Osaic Wealth, Inc. have in Pasadena?
5 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Pasadena, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,289 nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Pasadena?
Osaic Wealth, Inc. ranks number 41 in Pasadena by registered advisors; Morgan Stanley has the most, with 129.
How do I check a Osaic Wealth, Inc. advisor in Pasadena?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.