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Financial ADVSR advisor directory · SEC adviser records

Ballina Capital, LLC financial advisors in El Segundo, CA

Every SEC-registered investment adviser representative at a Ballina Capital, LLC office in El Segundo, A to Z.

The short answer

3 registered advisors work at Ballina Capital, LLC in El Segundo, out of 3 at the firm nationwide; it ranks number 20 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Ballina Capital, LLC advisors in El Segundo, A to Z

Every Ballina Capital, LLC advisor →

Ballina Capital, LLC advisors in every city and state →Ballina Capital, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in El Segundo

All El Segundo advisors →

Cetera Investment Advisers LLC 72Wells Fargo Clearing Services, LLC 51Morgan Stanley 46Merrill Lynch, Pierce, Fenner & Smith Incorporated 34J.P. Morgan Securities LLC 25Ameriprise Financial Services, LLC 22MML Investors Services, LLC 17UBS Financial Services Inc. 12Regatta Capital Group, LLC 11LPL Financial LLC 10Strategic Advisers LLC 9Validus Capital LLC 8

Questions

How many financial advisors does Ballina Capital, LLC have in El Segundo?

3 investment adviser representatives are registered at Ballina Capital, LLC offices in El Segundo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Ballina Capital, LLC one of the largest advisor employers in El Segundo?

Ballina Capital, LLC ranks number 20 in El Segundo by registered advisors; Cetera Investment Advisers LLC has the most, with 72.

How do I check a Ballina Capital, LLC advisor in El Segundo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ballina Capital, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.