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Financial ADVSR advisor directory · SEC adviser records

Round Table Financial financial advisors in Little Rock, AR

Every SEC-registered investment adviser representative at a Round Table Financial office in Little Rock, A to Z.

The short answer

3 registered advisors work at Round Table Financial in Little Rock, out of 3 at the firm nationwide; it ranks number 51 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Round Table Financial advisors in Little Rock, A to Z

Every Round Table Financial advisor →

Round Table Financial advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Little Rock

All Little Rock advisors →

Stephens 97Merrill Lynch, Pierce, Fenner & Smith Incorporated 47LPL Financial LLC 31Morgan Stanley 29Edward Jones 28Ameriprise Financial Services, LLC 27Raymond James & Associates, Inc. 21Wells Fargo Advisors Financial Network, LLC 19Crews & Associates, Inc. 18Naviter Wealth, LLC 16Stifel, Nicolaus & Company, Incorporated 12Cetera Investment Advisers LLC 10

Questions

How many financial advisors does Round Table Financial have in Little Rock?

3 investment adviser representatives are registered at Round Table Financial offices in Little Rock, Arkansas, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Round Table Financial one of the largest advisor employers in Little Rock?

Round Table Financial ranks number 51 in Little Rock by registered advisors; Stephens has the most, with 97.

How do I check a Round Table Financial advisor in Little Rock?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Round Table Financial office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.