Financial ADVSR advisor directory · SEC adviser records
Sem Wealth Management financial advisors in Tucson, AZ
Every SEC-registered investment adviser representative at a Sem Wealth Management office in Tucson, A to Z.
The short answer
6 registered advisors work at Sem Wealth Management in Tucson, out of 8 at the firm nationwide; it ranks number 33 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.
Sem Wealth Management advisors in Tucson, A to Z
Every Sem Wealth Management advisor →- Shannon K. ChandlerInvestment adviser rep
- Richard C. GageInvestment adviser rep
- Cody S. HybiakInvestment adviser rep
- Jeffrey S. HybiakChartered Financial Analyst
- Timothy L. McCainInvestment adviser rep
- James P. StoverInvestment adviser rep
Sem Wealth Management advisors in every city and state →Sem Wealth Management: assets, clients and custodians →Advisor Moves: who changed firms this week →
Sem Wealth Management advisors in other cities
Other firms in Tucson
All Tucson advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 58Wells Fargo Clearing Services, LLC 54LPL Financial LLC 43Morgan Stanley 40Strategic Advisers LLC 33Tci Wealth Advisors, Inc. 26Edward Jones 25Cetera Investment Advisers LLC 23J.P. Morgan Securities LLC 21RBC Capital Markets, LLC 21Wells Fargo Advisors Financial Network, LLC 19Ameriprise Financial Services, LLC 17
Questions
How many financial advisors does Sem Wealth Management have in Tucson?
6 investment adviser representatives are registered at Sem Wealth Management offices in Tucson, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 8 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.
Is Sem Wealth Management one of the largest advisor employers in Tucson?
Sem Wealth Management ranks number 33 in Tucson by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 58.
How do I check a Sem Wealth Management advisor in Tucson?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sem Wealth Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.