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Financial ADVSR advisor directory · SEC adviser records

Regions Investment Management, Inc. financial advisors in Birmingham, AL

Every SEC-registered investment adviser representative at a Regions Investment Management, Inc. office in Birmingham, A to Z.

The short answer

3 registered advisors work at Regions Investment Management, Inc. in Birmingham, out of 3 at the firm nationwide; it ranks number 72 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Regions Investment Management, Inc. advisors in Birmingham, A to Z

Every Regions Investment Management, Inc. advisor →

Regions Investment Management, Inc. advisors in every city and state →Regions Investment Management, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Birmingham

All Birmingham advisors →

Stonex Advisors Inc. 111Waverly Advisors, LLC 92Wells Fargo Clearing Services, LLC 87Morgan Stanley 81Raymond James & Associates, Inc. 53LPL Financial LLC 45Merrill Lynch, Pierce, Fenner & Smith Incorporated 38Oneascent Financial Services LLC 32Stifel, Nicolaus & Company, Incorporated 30Eversource Wealth Advisors, LLC 29Cetera Investment Advisers LLC 26The Welch Group, LLC 26

Questions

How many financial advisors does Regions Investment Management, Inc. have in Birmingham?

3 investment adviser representatives are registered at Regions Investment Management, Inc. offices in Birmingham, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Regions Investment Management, Inc. one of the largest advisor employers in Birmingham?

Regions Investment Management, Inc. ranks number 72 in Birmingham by registered advisors; Stonex Advisors Inc. has the most, with 111.

How do I check a Regions Investment Management, Inc. advisor in Birmingham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Regions Investment Management, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.