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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 14 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

14 advisors

Unlock all 14
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Corryn N. BarryNew York, NYSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2025
2Annie BuiNew York City, NYCharles Schwab & Co., Inc. +1 moreAdviser and broker–Atlas2024
3Joseph DomatoNew York City, NYSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2016
4Andrew FellourisNew York, NYSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2012
5Shaun M. FlegalNew York, NYSchwab Wealth Advisory, Inc.Adviser and brokerCFAAtlas2012
6Thomas M. HippnerNew York, NYSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2018
7John LombardiNew York, NYSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2013
8Shane P. ManziNew York City, NYSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2025
9Ryan G. MarkoeNew York, NYSchwab Wealth Advisory, Inc.Adviser and brokerCFAAtlas2022
10Charles J. ReyesCaroga Lake, NYSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2018

4 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.