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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 34 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

34 advisors

Unlock all 34
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Phillip BattleAtlanta, GASchwab Wealth Advisory, Inc.Adviser and broker–Atlas2018
2Dennis I. Beard-HammondAtlanta, GASchwab Wealth Advisory, Inc.Adviser and broker–Atlas2024
3Jack BellAtlanta, GASchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2017
4Brittney M. BrinnerAtlanta, GASchwab Wealth Advisory, Inc.Adviser and broker–Atlas2022
5David A. BrunoAtlanta, GASchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2011
6Lorin BurkeAtlantic, GASchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2015
7Jeffrey BurrellAtlanta, GASchwab Wealth Advisory, Inc.Adviser and broker–Atlas2020
8Laura CaceresAtlanta, GASchwab Wealth Advisory, Inc.Adviser and broker–Atlas2022
9Javier CapetilloAtlanta, GASchwab Wealth Advisory, Inc.Adviser and broker–Atlas2022
10Erika ConstantineAtlanta, GASchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2018

24 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.