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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 193 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

193 advisors

Unlock all 193
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Michael F. AllenSilverdale, WARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2007
2Ezra J. AltarasKirkland, WARaymond James Financial Services Advisors, Inc.Adviser and brokerCFPAtlas2006
3Baxter M. AndersonBellevue, WARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2025
4Mark P. AndersonSpokane, WARaymond James Financial Services Advisors, Inc.Adviser and brokerCFP, ChFCAtlas2013
5Stuart ArdissonoIssaquah, WARaymond James Financial Services Advisors, Inc.Adviser and brokerCFPAtlas2023
6Dina M. ArnoldSpokane, WARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas1998
7William C. ArnoldSpokane, WARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas1999
8Alexander K. AssafKirkland, WARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2011
9Christopher R. AustinMill Creek, WARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2025
10Sherif J. AwadFederal Way, WARaymond James Financial Services Advisors, Inc.Adviser and brokerCFPAtlas1998

183 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.