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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 73 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

73 advisors

Unlock all 73
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Rives C. Allen IIIMadison, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2002
2Danny J. BarfieldCleveland, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas1999
3Francis M. BiedenharnVicksburg, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2007
4Jessica A. BilboLaurel, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2025
5Jonathan T. BroomeHattiesburg, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2025
6Charles S. BrownMadison, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2006
7Harmon C. Callen IIILaurel, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2005
8Christian O. CarricoMagee, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2003
9Wendy L. ChisolmMeridian, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2021
10Kenya D. DanielTupelo, MSRaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2007

63 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.