398,323 Registered advisers Every investment adviser representative 304,914 Dually registered 77% are also broker reps 93,409 Adviser only Not registered with a broker-dealer 25,637 Firms Where they're registered 56,898 CFPs 11,004 CFAs, 12,692 ChFCs From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 60 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
Name, firm or city State Every state AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Registration Adviser or dual Also a broker rep Adviser only Designation Any CFP CFA ChFC PFS CIC Exam Any exam Series 65 Series 66 Series 63 Joined current firm Any time In the last 90 days In the last 6 months In the last year Disclosures Either None on record Has disclosures
Advisor Firm Registration Designations Joined firm Registered since 1 Kenneth T. Adams Little Rock, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2006 2 Bethany A. Atchley Fayetteville, AR Raymond James Financial Services Advisors, Inc. Adviser and broker CFP Atlas 2012 3 Glen D. Battisto Harrison, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2009 4 Andrew B. Bell Arkadelphia, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2006 5 George A. Bethell Fayetteville, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2003 6 Brock A. Bettenhausen Mountain Home, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2014 7 Jerry L. Borden Jr. Conway, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2008 8 John P. Bradford Fayetteville, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2013 9 Spencer K. Bratcher Fayetteville, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2019 10 Bobby E. Brown Jr. Hot Springs, AR Raymond James Financial Services Advisors, Inc. Adviser and broker – Atlas 2000
50 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.