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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ofer Ben-MenahemIrvine, CAL & S Advisors, Inc.Adviser only–Atlas2009
2Ryan G. BrouilletteLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas2001
3Sy R. LippmanLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas1997
4Lin-Chun H. LiuLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas2008
5Ian K. ManongdoLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas2025
6Debora W. NunezCentennial, COL & S Advisors, Inc.Adviser only–Atlas2020
7Edlyn C. RuizLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas2026
8Jason J. ScottLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas2018
9Ralph R. ScottLos Angeles, CAL & S Advisors, Inc.Adviser only–Atlas1997
10Stephen S. SeoLos Angeles, CAL & S Advisors, Inc.Adviser onlyCFAAtlas2015

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.