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Chief Compliance Officer (since 02/2020); General Counsel (since 02/2023) · L & S Advisors, Inc

Jason J. Scott

CRD 7002566 · Named on Form ADV at one SEC-registered adviser

At a glance

L & S Advisors, Inc, an SEC-registered wealth manager based in LOS Angeles, CA with $1.2 billion in regulatory assets, lists Jason J. Scott on its Form ADV as Chief Compliance Officer (since 02/2020); General Counsel (since 02/2023), a control person.

Firms and roles

  • L & S Advisors, IncChief Compliance Officer (since 02/2020); General Counsel (since 02/2023)Wealth manager · LOS Angeles, CA · $1.2B in regulatory assets

AtlasMembers

Jason’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (6)

  • Sy R. LippmanTrustee of the Lippman Family Trust Dated January 18, 1996; Executive Chairman (since 09/2026), L & S Advisors, Inc
  • Ralph R. ScottCIO, Trustee of the the Scott Family Trust Dated July 27, 1987; CEO (since 09/2026), L & S Advisors, Inc
  • Helene B. LippmanTrustee of the Lippman Family Trust Dated January 18, 1996, L & S Advisors, Inc
  • Phyllis F. ScottTrustee of the the Scott Family Trust Dated July 27, 1987, L & S Advisors, Inc
  • Ian K. ManongdoChief Operating Officer, L & S Advisors, Inc

1 more person named with Jason on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jason’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.