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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 6 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

6 advisors

Unlock all 6
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Anisa A. BarutisRaleigh, NCProspera Financial Services, Inc.Adviser and broker–Atlas2026
2Virginia P. HansenAsheville, NCProspera Financial Services, Inc.Adviser and brokerCFPAtlas2003
3Katrina K. HayesMatthews, NCProspera Financial Services, Inc.Adviser and brokerCFPAtlas2002
4Chandler A. HugginsRaleigh, NCProspera Financial Services, Inc.Adviser only–Atlas2026
5Anthony C. MontanariCharlotte, NCProspera Financial Services, Inc.Adviser and broker–Atlas2001
6Jason L. SteeleRaleigh, NCProspera Financial Services, Inc.Adviser and broker–Atlas2001

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.