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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 14 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

14 advisors

Unlock all 14
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Catherine T. BarronSalt Lake City, UTAlbion Financial GroupAdviser only–Atlas2002
2John Q. BirdSalt Lake City, UTAlbion Financial GroupAdviser onlyCFP, CFAAtlas2002
3Jose BitonSalt Lake City, UTAlbion Financial GroupAdviser only–Atlas2002
4Michelle C. BuxtonSalt Lake City, UTAlbion Financial GroupAdviser onlyCFPAtlas2019
5Bradley K. CurtisSalt Lake City, UTAlbion Financial GroupAdviser onlyCFPAtlas2022
6Heath D. HeavySalt Lake City, UTAlbion Financial GroupAdviser onlyCFPAtlas2022
7Walter H. JosephSalt Lake City, UTAlbion Financial GroupAdviser only–Atlas2022
8Carrie A. KerrSalt Lake City, UTAlbion Financial GroupAdviser only–Atlas2007
9William T. LevittSalt Lake City, UTAlbion Financial GroupAdviser only–Atlas2002
10Patrick K. LunderganSalt Lake City, UTAlbion Financial GroupAdviser onlyCFPAtlas2015

4 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.