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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,323Registered advisersEvery investment adviser representative
  2. 304,914Dually registered77% are also broker reps
  3. 93,409Adviser onlyNot registered with a broker-dealer
  4. 25,637FirmsWhere they're registered
  5. 56,898CFPs11,004 CFAs, 12,692 ChFCs

From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 125 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

125 advisors

Unlock all 125
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Cynthia AberLisle, ILPfs Investments Inc.Adviser and broker–Atlas2012
2Denise AbogChicago, ILPfs Investments Inc.Adviser and broker–Atlas2025
3Rupali AgarwalRolling Meadows, ILPfs Investments Inc.Adviser and broker–Atlas2022
4Robert W. Allen IVWinthrop Harbor, ILPfs Investments Inc.Adviser and broker–Atlas2023
5Constantin AzmanMundelein, ILPfs Investments Inc.Adviser and broker–Atlas2018
6John S. BaggioOrland Park, ILPfs Investments Inc.Adviser and broker–Atlas2012
7Janet E. Barnard WeilandRolling Meadows, ILPfs Investments Inc.Adviser and broker–Atlas2013
8Guadalupe P. BarriosChicago, ILPfs Investments Inc.Adviser and broker–Atlas2022
9Andrew J. BassWheaton, ILPfs Investments Inc.Adviser and broker–Atlas2015
10Edgar BautistaBrookfield, ILPfs Investments Inc.Adviser and broker–Atlas2022

115 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.