Adviser and broker representative · Pfs Investments Inc.
Rupali Agarwal
CRD 7352614 · Rolling Meadows, IL
At a glance
Rupali Agarwal is an investment adviser representative with Pfs Investments Inc. in Rolling Meadows, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Rupali’s SEC record dates to 2022, about 4 years ago. Rupali is also registered as a broker representative.
Current advisory firm
- Pfs Investments Inc.Since July 2022Rolling Meadows, IL · $16B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Rupali’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.