Director · Daiwa Asset Management (america) LTD
Yukiko N. Kanai
CRD 8180000 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Daiwa Asset Management (america) LTD, an SEC-registered asset manager based in New York, NY with $6.0 billion in regulatory assets, lists Yukiko N. Kanai on its Form ADV as Director, a control person. The SEC filings also name Yukiko at 1 other registered adviser.
Firms and roles
- Daiwa Asset Management (america) LTDDirectorAsset manager · New York, NY · $6.0B in regulatory assets
- Daiwa Capital Management Silicon Valley Inc.DirectorPrivate fund adviser · Palo Alto, CA · $376M in regulatory assets
AtlasMembers
Yukiko’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Shintaro N. FurukawaDirector, Daiwa Asset Management (america) LTD
- Richard E. SpectorChief Compliance Officer, Daiwa Asset Management (america) LTD
- Kiyoharu N. FujiokaPresident, Daiwa Asset Management (america) LTD
- Ryota N. KomatsuChief Compliance Officer, Daiwa Capital Management Silicon Valley Inc.
- Naoto N. OsugiPresident, Daiwa Capital Management Silicon Valley Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yukiko’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.