Chief Compliance Officer · Daiwa Capital Management Silicon Valley Inc.
Ryota N. Komatsu
CRD 7802578 · Named on Form ADV at one SEC-registered adviser
At a glance
Daiwa Capital Management Silicon Valley Inc., an SEC-registered private fund adviser based in Palo Alto, CA with $376 million in regulatory assets, lists Ryota N. Komatsu on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Daiwa Capital Management Silicon Valley Inc.Chief Compliance OfficerPrivate fund adviser · Palo Alto, CA · $376M in regulatory assets
AtlasMembers
Ryota’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Naoto N. OsugiPresident, Daiwa Capital Management Silicon Valley Inc.
- Yukiko N. KanaiDirector, Daiwa Capital Management Silicon Valley Inc.
- Shintaro N. FurukawaDirector, Daiwa Capital Management Silicon Valley Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ryota’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.