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Director · Daiwa Asset Management (america) LTD

Shintaro N. Furukawa

CRD 7771637 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Daiwa Asset Management (america) LTD, an SEC-registered asset manager based in New York, NY with $6.0 billion in regulatory assets, lists Shintaro N. Furukawa on its Form ADV as Director, a control person. The SEC filings also name Shintaro at 1 other registered adviser.

Firms and roles

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Shintaro’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Shintaro’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.