President · Daiwa Asset Management (america) LTD
Kiyoharu N. Fujioka
CRD 8240531 · Named on Form ADV at one SEC-registered adviser
At a glance
Daiwa Asset Management (america) LTD, an SEC-registered asset manager based in New York, NY with $6.0 billion in regulatory assets, lists Kiyoharu N. Fujioka on its Form ADV as President, a control person.
Firms and roles
- Daiwa Asset Management (america) LTDPresidentAsset manager · New York, NY · $6.0B in regulatory assets
AtlasMembers
Kiyoharu’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Shintaro N. FurukawaDirector, Daiwa Asset Management (america) LTD
- Yukiko N. KanaiDirector, Daiwa Asset Management (america) LTD
- Richard E. SpectorChief Compliance Officer, Daiwa Asset Management (america) LTD
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kiyoharu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.